Series 63 Exam | Definition, Structure, Requirements, & Tips
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Series 63 Exam | Definition, Structure, Requirements, & Tips
The Series 63 license is a securities license that enables the holder to sell securities in a given state. The Series 63 exam is administered by FINRA, which is the government-authorized, non-profit organization responsible for administering all securities licensing procedures and requirements testing. FINRA tests on behalf of the North ...
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Replying to @Persimmons FINRA licensing exams you may have to take before starting your career on Wall Street: Series 7 - General Securities Representative Exam Series 57 - Securities Trader Representative Exam Series 3 - National Commodities Futures Exam Series 63 - Uniform Securities Agent State Law Exam Series 65 - Uniform Investment Adviser Law Exam Series 30 - NFA Branch Manager Exam Series 6 - Investment Company and Variable Contracts Products Representative Series 66 - Uniform Combined St
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